Important Notices


FORM CRS – Please take a moment to download and review this important document here:

Form CRS PTS & ITS Asset Management

No Investment Advice

PTS Asset Management (“Advisor”) is a registered investment advisor registered with the Securities and Exchange Commission (“SEC”).  Registration of an investment adviser does not imply any level of skill or training.  The Advisor provides asset management and related services for clients nationally.  The Advisor will file and maintain all applicable licenses as required by the state securities regulators and/or the SEC, as applicable.  The Advisor renders individualized responses to persons in a particular state only after complying with the state’s regulatory requirements, or pursuant to an applicable state exemption or exclusion.

The Advisor or its solicitors will provide all prospective clients with a copy of our current (“Brochure” and “Brochure Supplement”) prior to commencing an Advisory relationship.  Existing clients will be provided an offer to receive a copy of these documents on an annual basis.

Risks with Investments

All investment strategies have the potential for profit or loss. Changes in investment strategies, contributions or withdrawals may materially alter the performance and results of your portfolio.

Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment will either be suitable or profitable for a client’s investment portfolio.

Economic factors, market conditions, and investment strategies will affect the performance of any portfolio and there are no assurances that it will match or outperform any particular benchmark.

General Information

This web site is intended to provide general information about the Advisor. It is not intended to offer investment advice. Information regarding investment products and services are provided solely to include information about our investment philosophy, our strategies and to be able to contact us for further information.  Presentation of the information via the Internet is not intended to create, and receipt does not constitute, a client relationship. Internet subscribers, users and online readers are advised not to act upon this information without seeking the service of a professional accountant, attorney and/or financial advisor.

No Tax Advice

Any U.S. federal tax advice contained in this website is not intended to be used for the purpose of avoiding penalties under U.S. federal tax law.  Clients should seek the advice of an accountant or Certified Public Accountant (CPA).

Accuracy of Information

While we use reasonable efforts to furnish accurate and up-to-date information, we do not warrant that any information contained in or made available through this website is accurate, complete, reliable, current or error-free.

We assume no liability or responsibility for any errors or omissions in the content of this website or such other materials or communications.

Disclaimer of Warranties and Limitations of Liability

This website is provided on an “as is” and “as available” basis. Use of this website is at your own risk. We and our suppliers disclaim all warranties. Neither we nor our suppliers shall be liable for any damages of any kind with the use of this website.

If you have any questions regarding this Disclaimer, please Contact Us.